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Fred Simmons hoped he would be the next Jay-Z or 50 Cent. That could still happen, but right now he's facedown on the cold ground in a chilly wind, dressed in prison fatigues, doing push-ups.
"Motivated!" yells a drill instructor/guard.
"Motivated, motivated, motivated, sir!" yell 400 inmates spaced out across a large parade ground.
It's not yet 6 on this October morning, and the sun won't rise for another 90 minutes. By then, the inmates will have completed a 5-mile run inside the double perimeter of razor wire, jogging in groups called platoons, singing military chants.
The rest of their day will be structured down to the minute, including several hours of hard labor, until lights out in a large dormitory at 9:30 p.m.
This is New York state's Shock Incarceration program — often known as correctional boot camp — at its flagship Lakeview facility upstate, on the shore of Lake Erie.
The program allows convicts who are serving up to three years for nonviolent, nonsexual crimes to opt out of prison and sign up instead for an intensive, six-month stint in one of the state's Shock Incarceration facilities, designed to recondition them physically and mentally through a mixture of military-style training, group counseling, alcohol- and substance-abuse treatment, education and vocational-skills workshops. After they complete the program and are released, there is a period of intense supervision that includes frequent check-ins with parole officers and some assistance in job hunting and continued substance-abuse counseling, though critics say that this aspect is not as robust as it could be.
Since New York's shock program began in 1987, about 45,000 inmates — 93 percent of them men — have completed the program. The recidivism rate for shock graduates is significantly lower than for the general prison population, saving taxpayer money and making the state the flagship boot-camp system in the country.
But the specialized program is shrinking fast because of changes in drug laws and the waning of the boot-camp trend nationwide after poor results in other states.
Experts are now calling for an about-face to revitalize New York's shock system rather than reduce it further and to spread some of its best practices to ordinary prisons.
I'm trying to get home to see my wife and baby son. I missed his first steps, his first words and his first birthday. I don't intend to miss his second birthday.
"I thought I was special, invincible. I grew up thinking the drug dealers on my streets were glamorous," Simmons said. He got into rapping and making underground DVDs of hip-hop artists, including 50 Cent, improvising in their studios. (Fitty, as the hip-hop superstar is also known, is one of the program's most famous former inmates; he went through the shock program at Monterey in the Finger Lakes region at the age of 19.)
"It was, literally, a shock arriving here," Simmons said. "They shaved my goatee and buzzed my head. There's an exact way that you have to do every tiny thing, from the way you take a shower to the way you sit in a chair."
Controversial military-style discipline alone is not what makes shock incarceration effective, however; it's the combination of routine, education and rehab that ends up clicking with the majority of inmates and makes them less likely to turn back to crime in the future.
"I've lost 20 pounds and learned to get up early and move with a purpose," said Simmons. "I used to smoke weed all day and stay out all night. Obviously I don't do that anymore."
The 32-year-old aspiring rapper is small framed and soft-spoken, but he says he cut an intimidating figure as a drug dealer on the streets of South Jamaica, Queens, in New York City. It was a lucrative business — until he was convicted of weapon and drug possession last May.
"I've learned to humble myself here, and I've been forced to think about …what part I played in getting myself incarcerated," Simmons said. "I'm trying to get home to see my wife and baby son. I missed his first steps, his first words and his first birthday. I don’t intend to miss his second birthday."
'A national gem'
New York state is proud of the results of its boot camp–cum–rehab program.
One year after release, 7 percent of the program's graduates find themselves back in prison, compared with 20 percent of inmates released from ordinary penitentiaries. Recidivism increases over time, and after three years of liberty, 26 percent of graduates are back behind bars — but that's still much lower than the 42 percent of inmates from standard facilities.
With its shorter incarceration periods and lower reoffending rates, the shock program has saved state taxpayers an estimated $1.4 billion since its inception in 1987.
But despite its success, the program is shrinking rapidly. Two out of the five shock facilities that the state ran until 2011 have closed, one is slated for closure next year, and one was saved from closure in 2011 only by a local lobbying campaign to save the jobs provided by the prison, with no guarantee it will not be closed at a later date. That leaves only the largest facility, Lakeview Shock Incarceration Center, unscathed, and the future of the program is increasingly uncertain.
The number of shock inmates has shrunk by 42 percent since the height of the program from the mid-'90s to the mid-2000s, when it was a model for the rest of the country. There are now only 1,000 shock inmates in the three remaining New York facilities.
This reflects a rapid decrease in prison population throughout the state due to changes in drug laws, but experts are urging the authorities to expand the shock system, not slash it.
"New York shock is a national gem," said Martin Horn, who teaches at New York's John Jay College of Criminal Justice and was previously the city commissioner of corrections and probation. "It would be wonderful if policy makers could learn from the New York experience, extract what's best and apply it elsewhere."
Until 2011 New York state had four dedicated shock prisons and a section within another prison.
But since then, the state has closed the Summit shock facility west of Albany and the Butler shock facility northwest of Syracuse. Moriah in the Adirondacks was slated for closure, but the decision was reversed, and the Monterey facility will close next year.
To match the drop in crime and changes in sentencing policy, New York Governor Andrew Cuomo has shut 13 prisons since he was elected in 2011. If Moriah ultimately closes, that will leave just Lakeview, with almost 600 men and more than 100 women in the state program.
"I (would) hate to see Monterey close, and I would hate to see Moriah close," said Cheryl Clark, a former director of the Shock Incarceration program, who helped develop it from its creation in 1987 until she retired in 2010. "They have improved lives and lowered the prison population … You could introduce all the elements of the program — the holistic approach — for prisoners elsewhere serving longer terms. It wouldn't have to be an early-release program but could be a strategy to improve reoffending rates."
Horn says there are more prisoners currently in the state system who could be made eligible for shock incarceration with a change in the rules, including, controversially, those serving time for low-level violent crimes.
But the program is battling the odds.
The plummeting state prison population is fueled by the widely applauded repeal in 2009 of the 1970s-era drug laws, enacted under Gov. Nelson Rockefeller, which imposed mandatory minimum and punitive sentences, even for relatively minor drug offenses.
I've worked in New York state corrections for 20 years in 11 prisons, and this is the only job where I have felt ... I make a difference to inmates' prospects.
Capt. Walter Moss
Senior staffer, Lakeview
In the past four years, the pendulum has swung toward noncustodial penalties that focus on probation and treatment.
New York state incarceration figures are down from a peak of roughly 72,500 in 1999 to 55,000 last year. Among those, the number of drug felons has decreased from about 24,000 to 7,000 as of July.
Drug offenders make up the bulk of shock inmates, so the program could fall victim to a trend that is generally viewed in a positive light.
"I've worked in New York state corrections for 20 years in 11 prisons, and this is the only job where I have felt really worthwhile and I make a difference to inmates' prospects," said Capt. Walter Moss, one of the senior staffers at Lakeview. "I'm not going to be there six months after they leave, when a friend is offering them $500 to take a package down the road. But the hope is they'll remember the 600 to 800 hours they spent with their counselors here, working on their impulses, their self-esteem and their decision-making skills and they'll think, '$500 is not worth my freedom.'"
"The unique blend of counseling, education and treatment at our shock facilities have saved the state over a billion dollars … (and) turned around numerous lives that were once at a dead end," said state Sen. Tom O'Mara.
The future of shock
The shock program is partly a victim of its own success as well as criminal-justice policy. But its reputation has been undermined by mistakes made elsewhere.
In the early to mid-1990s, when New York shock's lower recidivism rates made national headlines, many other states started their own versions of the program. From 1990 to 1995, 75 adult boot camps opened in 30 states. But few other states dedicated the same resources to the educational and rehabilitation side or staff training as they did to the flashy military side, which proponents of New York's methods see as a fatal error.
Taken overall, national recidivism rates for the inmates in more-limited boot-camp programs turned out to be no better than for the general prison population.
Analysis by the National Institute of Justice of a small sample of states praised New York and, to a lesser extent, Louisiana and Illinois for the results of their programs but criticized Georgia, Florida, Texas, Oklahoma and South Carolina for their overemphasis on military drills and harsh conditions at the prisons and the lack of supervision of inmates after release.
Instead of an effort to reinforce the best elements of the successful programs, there was, as a result, a sweeping conclusion that boot camps did not work, were too expensive and often led to inmate abuse.
The lead analyst for a series of NIJ reports, Doris MacKenzie, now at Penn State University's Justice Center for Research, said, "After the research came out and said the military aspect doesn't work, people lost interest. That's not true everywhere. New York is much more in the treatment model. It's a shame it wasn't spread in the way it could have been if other states had followed best practice."
By 2000, a third of the camps had shut down. Florida canceled its boot-camp program after the death of a juvenile at a facility in 2006. Texas has now all but discontinued its state-run boot camps.
"If you have a lot of other facilities doing it well, it strengthens the argument for boot camps, so it's been hard for New York to keep the support with fewer and fewer programs running elsewhere. When it's effective, I absolutely believe it benefits society," said Ernest Cowles, a senior fellow with the Institute for Social Research at California State University at Sacramento.
To foster group loyalty over individuality, platoons of roughly 50 inmates march, work, learn, eat and can be punished together.
Inmates have no access to the Internet, television, radio, electronic devices, newspapers, magazines or books other than textbooks and religious and self-help books.
In unguarded moments, many inmates look depressed, despite the painted slogans like "Pain is temporary, pride is forever" that cover the walls.
The labor that is part of the inmates' routine can be as mild as painting a community meeting hall or as strenuous as using handsaws to cut up trees uprooted in storms.
But it's not just physical exertion; an important part of inmate counseling is group therapy.
A cluster of women is sitting in a circle in a room next to their dormitory. Each one is discussing a mistake she has made or a problem or regret stemming from her incarceration.
"I regret that I won't be home next month when my daughter gives birth to my first grandchild," one woman said.
"Putting the drugs before my friends and family and losing my apartment," said another.
"Leaving my kids behind," said a third.
"Letting a man control me," said the next, and there were murmurs of agreement around the circle.
Their crimes range from drug felonies to grand larceny, fraud and burglary, often committed to supply a habit.
Theresa Goldsmith is 43 and a two-time felon.
Her father is a professor at Cornell University, and her mother was a high-school teacher. She grew up in Ithaca "with every chance," Goldsmith said. But she started taking cocaine, then dealing it, and she dropped out of college in her 20s.
"I've probably spent hundreds of thousands of dollars, but there's no mansion, no yacht to show for it," she said.
Meanwhile, Goldsmith's 3-year-old daughter is being raised by Goldsmith's sister, causing "an unbelievable pain of separation." Goldsmith's mother died in August of a rare disease, and Goldsmith wasn't permitted to see her before she passed. (Prisoners are not allowed out to visit a dying relative in the hospital or attend a funeral.)
While the Lakeview staff couldn't bend the rules, Goldsmith said they were a comfort. "The support that I've gotten here over this has been amazing," she said.
Over in the education building, some inmates are in a literature class, while others study basic reading and math or English as a second language. Some prepare to take their high school equivalency test; others learn computer skills.
"We get inmates arriving who can barely read. They fell through the cracks at school," said acting education supervisor Gareth Sebouhian. "We typically see three to five years of progress in six months."
Down the corridor, male inmates are being taught electrical wiring, plumbing and construction skills. A women's class (the women and men are kept separate for all activities) is learning upholstery.
When inmates complete the six-month program at Lakeview, a graduation ceremony is held to mark their achievement; 38 percent, on average, end up leaving prematurely for disciplinary or medical reasons or simply poor performance and end up in a standard prison.
Graduating with Fred Simmons is Francisco Perez, 36, from Park Slope in Brooklyn. He started using drugs, including heroin, as a teenager and became a dealer along with his younger brother. He was incarcerated in 2001 for drug possession. At one time, Lakeview would accept only first-time felons, but the program has since expanded to include repeat offenders and has upped its age limit from 25 to 50.
Perez was in Lakeview for a year. Disciplinary problems and time out for court appearances delayed his progress.
"I had a really bad attitude when I came here. For example, I got into big arguments with a peer, and we both paid for it and had to carry a two-man log together for a week. But I ended up getting on quite well with that peer," he said, grinning. "I nearly gave up a few times, but I turned myself around and stuck it out. I'm relieved to be graduating at last and proud to be going back to my folks."
His eyes filled with tears as he talked of missing his family, and he said he's not going back to prison.
"I'm sick and tired of it. I'm done," he said. "It would be easy for me to go back to the dealing lifestyle, but this place has taught me to think positive and value my family, and besides, the judge told me that if I'm caught again, it will be 10 to 15 years."
Perez said he hopes to use the carpentry skills he picked up at Lakeview to find work after he gets out.
On graduation day, friends and family visited the compound to watch the hundred or so graduates put on a marching display. Then everyone listened to speeches, and the graduates received certificates from Lakeview superintendent Malcolm Cully.
After a standing ovation, Cully emphasized to new inmates that the graduates didn't give up, even when the going was tough, although all had likely had the urge to quit at some point.
One middle-age couple, Barbara and Bob Griswold from the town of Parish, just north of Syracuse, look proud and tearful as they watch the ceremony. Waiting in the parking lot later for the inmates, the Griswolds say their son Robert, 33, was convicted of embezzlement. He stole funds to feed a prescription-painkiller addiction, losing his job and bringing shame to his family in their small community, they said.
"It's been hell," said Barbara Griswold.
"I will never stop loving my son, but I was very angry," said Bob Griswold. "I feel a sense of his accomplishment today, though."
Reshieka Mitchell, 33, from Niagara, is waiting for her boyfriend. He was at Lakeview for weapon possession. Mitchell graduated from Lakeview 12 years ago.
The things she recalls most clearly about the program are a drill instructor kicking gravel in her face while she cried and learning decision-making skills at the counseling and cognitive behavioral therapy sessions.
She relapsed once, smoking weed on parole, and ended up back in general prison for 13 months. But she's been going straight since 2008, she said, and now works for a catering business.
"Here they come!" shouted a young woman with a small baby. The graduates trickled into the parking lot.
Robert Griswold was enveloped by his mother.
Some graduates boarded a bus. Others walked away by themselves.
"What comes after is hardest," said Deborah Watkins, Lakeview's deputy director of treatment and counseling programs. "Those with strong family support do best. Those going back to dysfunctional street life can struggle. Some only have a shelter to go to." Close parole supervision is a vital follow-up, she added.
Life on the outside
One week after graduating, Francisco Perez walked into Junior's restaurant in Brooklyn.
He was beaming and dapper, already cultivating a beard.
He had just met his parole officer, given a urine sample to test for drugs and was going to attend an outpatient addiction-counseling session that afternoon.
He had been paroled to his older sister's address in nearby Gowanus and, until he found work, she would be supporting him financially from her work as a school bus matron.
Perez would be under curfew from 9 p.m. to 7 a.m. "Parole can call on me anytime or sit outside my house to make sure I'm here," he said. He said he intended to look for a job soon. "One day at a time," he said.
The system used to provide more intensive post-release supervision, called After Shock, with extra resources in New York City, where two-thirds of the state's shock inmates are from. Each graduate would have a pair of parole officers, who each had half the caseload of a regular parole officer. And there used to be more state and federal funds for addiction counseling as well as job-hunting assistance.
"It's not the same anymore, down to budget constraints," said Cully.
Martin Horn said, "Ex-inmates found the extra services very helpful, especially to continue with sobriety."
Figures were not available from the Department of Corrections and Community Supervision to confirm the details of budget decreases; the department declined to comment.
My drill instructor sat with us for a long time and warned us it would be difficult on the outside. I don't think I took that seriously enough.
Graduate of the Shock Incarceration program
After graduating from Lakeview, Theresa Goldsmith was living with a friend in Utica; she must meet certain requirements before she is allowed to live with her daughter again.
Three weeks later, she was struggling. She was waiting for acceptance into an addiction program and waiting to see an agency that could help her update her resume. She would have to wait 45 days before her Medicaid coverage kicked in, and she was disheartened after walking into 15 branches of McDonald's and other fast-food restaurants and failing to get a minimum-wage job.
Idle time felt "dangerous," she said. "My drill instructor sat with us for a long time and warned us it would be difficult on the outside. I don't think I took that seriously enough."
How easy would it be for her to go back to selling drugs?
"Oh, it could happen instantly. My dad is terrified for me. But I'm not going to do that," she said.
The next day, Goldsmith was ecstatic.
"I got a job!" she said breathlessly.
The Utica Memorial Auditorium, a major sports and music venue in town needed cleaning staff and had hired her on the spot.
Meanwhile, in South Jamaica, Fred Simmons opened the door to his parents' house.
He's obliged to live there until the family court says he can move back in with his wife and their two children.
"50 Cent was raised five minutes from here," he said, pointing down the block, where a police surveillance pod is perched above the street.
Since Fitty's time in Monterey, he's had numerous brushes with the law and just agreed to a plea deal for domestic-violence charges in Los Angeles, but thus he far had managed to avoid going back to prison.
Simmons has been talking to music-industry contacts about work since his release.
"But these particular people are nothing to do with the things I was doing on the street before," he said.
His father, Fred Simmons Sr., is glad to have his son at home. "I hope Lakeview has taught him a lesson," he said.
Three weeks later, Simmons was accepted into a union-run bricklaying apprenticeship that his wife signed him up for.
"They all deserve a fighting chance," said his father.